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ISACA AAISM Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI Governance and Program Management: This section of the exam measures the abilities of AI Security Governance Professionals and focuses on advising stakeholders in implementing AI security through governance frameworks, policy creation, data lifecycle management, program development, and incident response protocols.
Topic 2
  • AI Risk Management: This section of the exam measures the skills of AI Risk Managers and covers assessing enterprise threats, vulnerabilities, and supply chain risk associated with AI adoption, including risk treatment plans and vendor oversight.
Topic 3
  • AI Technologies and Controls: This section of the exam measures the expertise of AI Security Architects and assesses knowledge in designing secure AI architecture and controls. It addresses privacy, ethical, and trust concerns, data management controls, monitoring mechanisms, and security control implementation tailored to AI systems.

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ISACA Advanced in AI Security Management (AAISM) Exam Sample Questions (Q47-Q52):

NEW QUESTION # 47
Which of the following should be included in an AI acceptable use policy?

Answer: D

Explanation:
An AI acceptable use policy (AUP) sets the organizational expectations and boundaries for how AI systems may be used by employees and third parties. AAISM guidance places emphasis on ethical and legal compliance standards as core elements of an AUP to govern responsible behavior, prevent misuse, and align with regulatory and organizational principles. While data requirements, collection/storage processes, and monitoring may be covered in adjacent standards and procedures (e.g., data management policies, SOPs, and operational runbooks), the AUP's essential function is to codify permissible use anchored to ethics, legality, and organizational values.
References: AI Security Management™ (AAISM) Body of Knowledge - AI Governance Policies and Codes of Conduct; Responsible Use Principles. AAISM Study Guide - Policy Hierarchy and Control Mapping; Acceptable Use and Staff Obligations.


NEW QUESTION # 48
Which of the following involves documenting and monitoring the complete journey of data as it flows through an AI system?

Answer: C

Explanation:
Data lineage records and monitors the end-to-end journey of data-sources, movements, transformations, storage locations, uses, and dependencies-providing traceability, auditability, and accountability across the AI lifecycle. "Origin" is a single point (provenance), "transformation" is one step within the flow, and
"processing" is a general activity rather than a governance record of the entire path.
References: AI Security Management™ (AAISM) Body of Knowledge: Data Governance-Provenance and Lineage; AAISM Study Guide: Lineage Documentation, Traceability, and Audit Evidence.


NEW QUESTION # 49
Which of the following is the MOST important consideration when an organization is adopting generative AI for personalized advertising?

Answer: C

Explanation:
In AAISM, usage of AI for activities involving personal data and profiling, such as personalized advertising, is explicitly mapped to stringent regulatory and compliance requirements (e.g., data protection, consent, profiling limitations, fairness obligations). The material notes that these activities may trigger "heightened regulatory scrutiny, mandatory impact assessments, and potential penalties for non-compliance." While reputational (B), fraud (A), and commercial (C) risks are all relevant, the primary, non-optional constraint is compliance with applicable regulations governing personal data, automated profiling, and targeted content.
Failure in this area can lead not only to reputational harm but also to legal sanctions, enforced remediation, and operational restrictions. Therefore, regulatory risk is identified as the most important consideration when deploying generative AI for personalized advertising.
References: AI Security Management™ (AAISM) Study Guide - AI, Privacy, and Regulatory Compliance; High-Risk Use Cases and Profiling.


NEW QUESTION # 50
An organization needs large data sets to perform application testing. Which of the following would BEST fulfill this need?

Answer: A

Explanation:
According to AAISM study guidance, the most direct and effective way to obtain large volumes of diverse data for application testing is through open-source data repositories. These repositories provide freely available, well-documented, and often standardized data that supports testing and benchmarking in a compliant manner. Model cards document AI behavior but do not provide data. Incorporating search content may introduce legal, privacy, and quality risks. Data augmentation is useful for expanding existing sets but does not provide the breadth or size required when starting with insufficient data. The recommended best practice for sourcing large testing datasets is therefore the use of open-source repositories.
References:
AAISM Study Guide - AI Technologies and Controls (Data Sources and Testing Practices) ISACA AI Security Management - Data Governance and Compliance in AI Testing


NEW QUESTION # 51
Implementing which of the following would MOST effectively address bias in generative AI models?

Answer: A

Explanation:
AAISM identifies fairness constraints (e.g., constrained optimization, debiasing objectives, conditional generation controls, and post-processing calibrations) as the most direct, measurable method to mitigate disparate outcomes in generative systems. While data augmentation can help with coverage, and adversarial training improves robustness, fairness constraints explicitly target distributional fairness and outcome equity in generated content, aligning with governance and compliance goals.
References: AI Security Management (AAISM) Body of Knowledge - Fairness & Bias Management in Generative AI; Metrics, Constraints, and Remediation. AAISM Study Guide - Fairness Objectives, Post-hoc Debiasing, and Evaluation Protocols.


NEW QUESTION # 52
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